Transparency transaction reporting and wholesale conduct

Transparency transaction reporting and wholesale conduct

MiFID II and MiFIR introduce sweeping changes to the pre- and post-trade transparency regime introducing requirements to strengthen financial and commodities markets, mitigate systemic risk and protect against market abuse.

Get started with the legislation

• Getting started on MiFID II / MiFIR projects: Transparency, transaction reporting and wholesale
  conduct

MiFID II Academy slides

• Extended briefing: MiFID II - from implementation to daily routines, September 2017
• 40-minute briefing slides: MiFID II / MiFIR – the road ahead, April 2016
• How will the post-trade world look?, July 2015
• 40-minute briefing slides: MiFID II – next year is likely to be manic, November 2015
• MiFID Academy Seminar 2015: Update on the new trading environment [see slides 18 – 23 for transparency obligations, and slides 25 – 28 for transaction reporting], November 2015
• Market structures – tying it all together: OFTs and Sis, the trading obligations and direct electronic access will shape the trading world of tomorrow [see slides 19-34], October 2014
• The institutional landscape – transparency, transaction reporting and wholesale conduct: understanding the impact in practice, October 2014
• 40-minute briefing slides: MiFID II / MiFIR: spotlight on implementing measures, September 2014
• 40-minute briefing slides: MiFID II and MAR, April 2014
• 40-minute briefing slides: MiFID II: are we there yet? [see slides 14 to 16 inclusive], November 2013

MiFID II / MiFIR series

• MiFID II / MiFIR series

Webinars

MiFID

• Post-trade related MiFID issues, July 23, 2015
• Transparency, September 3, 2015
• Transaction reporting, October 1, 2015

MAR

• Manipulation, February 25, 2016
• Insider dealing, March 10, 2016
• Suspicious transaction reporting, March 24, 2016
• Enforcement issues, April 7, 2016
• Market abuse in a commodities context, April 21, 2016