This podcast is the first in our new series, Decisions Decoded, focussing on decisions and themes in regulatory investigations and enforcement. In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the recent FCA Final Notice concerning ADM Investor Services International Limited, which has been fined £6,470,600 for inadequate anti-money laundering systems and controls.

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Decisions Decoded: Key takeaways from the latest AML enforcement decision

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作者

Catherine Pluck
Catherine Pluck
Knowledge Of Counsel
Email
catherine.pluck@nortonrosefulbright.com
T: +44 (20) 74442096
Katie Stephen
Katie Stephen
Co-Head of the Contentious Financial Services Group, London
Email
katie.stephen@nortonrosefulbright.com
T: +44 (20) 74442431

Practice area: