香港金融机构面临着多个政府机构的监管,包括香港金融管理局、保险业监管局、强制性公积金计划管理局、证券及期货事务监察委员会(证监会)等。我们香港金融服务及监管团队拥有丰富的经验,为金融机构提供全方位的金融服务法律和法规方面的咨询。

我们的服务范围广泛,涵盖金融服务法规(包括银行、中介、保险及支付业务)、银行和中介监管及行为、合规及跨境监管、许可及授权、各类金融产品及服务相关法规、金融市场基础设施、支付及金融科技等。

我们区域团队的成员也曾在主要的金融监管机构任职,包括香港金融管理局和新加坡金融管理局。我们了解与金融监管机构合作的细微之处,了解执法触发机制等政策制定的逻辑,包括洞悉国际监管合作、执法行动的触发因素,以及如何更有效地与监管机构合作,这使我们能够确保我们的客户符合现行法规并维护其利益。

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Asia Head of FinTech and Financial Services Regulatory; Partner
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Global Regulation Tomorrow

A blog and podcast exploring the latest developments in financial services risk and regulation around the world.

A market-leading practice

Our global team includes contentious and non-contentious lawyers, risk consultants, and government relations and public policy strategists who focus on the financial services industry – this means our clients benefit from one blended team who can support on the full lifecycle of any challenge providing advice from a legal, regulatory and risk/operational standpoint.

More than just legal advice

Members of our team have experience working in industry, government or within leading financial regulators. We bring invaluable insights to our clients into the internal workings of the regulators, the underlying policies which shape their approach and the sensitivities of dealing with financial institutions.

Deep insight into regulation and regulators across the globe 

With extensive experience working with the world’s leading financial regulators and enforcement agencies,  insight into the internal workings, the underlying policies which shape their approach, and the sensitivities of dealing with such institutions.

Global reach

We are well-connected across the industry working with many of the largest financial market participants including both traditional financial services firms and FinTechs. We have close links with regulatory and trade bodies where we regularly advise and lead working groups and we utilise this knowledge to help our clients stay ahead of, and navigate, regulatory change.

Driving efficiency 

We are solutions driven. Relationship management, flexibility, utilising new technological solutions and the strength of our global network all help to achieve the collective common aim for our clients – a timely, efficient and successful matter delivered to budget.

Market recognition

Legal 500 Asia-Pacific: Hong Kong: Regulatory The Legal 500, 2024

Contacts

Asia Head of FinTech and Financial Services Regulatory; Partner