Changes to the Appointed Representatives regime

Please join us for this live interactive webinar where our Financial Services Regulation and Risk Advisory teams will explore the changes to the Appointed Representatives (AR) regime in the UK.

In this session, we'll focus on:

• the HM Treasury review of the legislative framework, and what this means for the future;
• how principal firms should approach new governance and oversight arrangements for representatives;
• practical steps for principal firms undertaking their first annual review of representatives this year;
• lessons from recent enforcement action; and
• what all of this means for UK market access: is this the beginning of the end for 'regulatory hosting'?

This webinar will further explore the changes to principals and representatives, their effects on pre-existing AR business models, and how this could affect businesses looking to access the UK market.

Contact us for the recording.