Treasury

“We work with the treasury teams of both financial institutions and unregulated corporates on regulatory matters related to their own securities and investments, cash management arrangements and payments. Hot topics are the digitisation of cash, payment in crypto assets, issuance of NFTs. Other relevant issues are requirements attaching to derivatives and repos, AML systems and controls and payment services.”

Mondial | Publication | août 2022

Examples of experience / types of work

Documentation and Product Terms

Prudential and Capital

Hedging Arrangements and Trading Structures

Enforcement and Investigations

FS library

Comprehensive lists and links to the key pieces of EU and UK legislation and regulatory guidance relevant for the markets space

Our resources

Insights

New Split the Difference podcast: the EU DLT Pilot Regime and the UK Digital Securities Sandbox

Our podcast series Split the Difference explores divergence between the EU and UK regulatory regimes in the markets spac...

Mondial | June 12, 2024

Webinar

Part 3: Greenwashing in focus: Navigating the rise of enforcement

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Mondial | June 12, 2024

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Mondial | May 23, 2024

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The EU SFDR and UK SDR examined

Last November the Financial Conduct Authority (FCA) published Policy Statement 23/16 (PS23/16) containing final rules an...

Mondial | May 13, 2024

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Investigations in EMEA: Horizon scanning

2024 promises to bring important changes to anti-money laundering regulation and wider financial crime legislation in th...

Mondial | April 16, 2024

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In the fifth podcast in our DE&I series, Simon Lovegrove, Hannah Meakin and Hannah McAslan-Schaaf are joined by Alasdair...

Mondial | April 11, 2024

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Quarterly UK financial services horizon scanner

In this briefing we set out some of the key upcoming dates that we are aware of so far in the financial services space f...

Royaume-Uni | April 08, 2024

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A new approach to publishing FCA enforcement investigations - key takeaways from the consultation

On 27 February 2024, the Financial Conduct Authority (FCA) published a Consultation Paper (CP24/2) proposing, amongst ot...

Royaume-Uni | March 27, 2024

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PRA enforcement changes: What you need to know

On 30th January 2024, the Bank of England (the Bank) and Prudential Regulation Authority (PRA) published Policy Statemen...

United Kingdom | February 22, 2024

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Financial Services Regulatory ESG Monthly Updaters

Environmental, Social and Governance-related (ESG) matters are high on the global agenda with a focus not only on climat...

Mondial | February 14, 2024

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CRD VI: Third country branches and subsidiaries

On 27 October 2021, the European Commission (Commission) adopted a Banking Package which set out proposed amendments to ...

Royaume-Uni | February 06, 2024

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In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory ...

Mondial | February 01, 2024

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The future financial services regulatory regime for cryptoassets in the UK

HM Treasury has set out its final proposals for the UK’s future financial services regulatory regime for cryptoassets, c...

Royaume-Uni | January 15, 2024

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The anti-greenwashing rule: Proposed FCA guidance

On 28 November 2023, the Financial Conduct Authority (FCA) launched a consultation on its proposed new guidance to suppo...

Royaume-Uni | December 27, 2023

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In this article we look at ten regulatory topics for 2024 that will have a significant impact on institutions operating ...

Royaume-Uni | December 22, 2023

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The FCA SDR Policy Statement: Some of the headlines

On 28 November 2023, the Financial Conduct Authority (FCA) published its final rules and guidance on Sustainability Disc...

Royaume-Uni | December 18, 2023

Regulation Tomorrow Plus: DE&I series “Data protection”

In the fourth podcast in our DE&I series, Hannah McAslan-Schaaf and Lara White discuss the data protection aspects of th...

Mondial | December 01, 2023

Decisions Decoded: Key takeaways from the latest AML enforcement decision

In this episode, Senior Knowledge Lawyer Catherine Pluck talks to Financial Services Partner Katie Stephen about the rec...

Mondial | November 10, 2023

Regulation Tomorrow Plus: HMT final proposals for UK cryptoasset regulation

On 30 October 2023, HM Treasury (HMT) published its final proposals for the future financial services regulatory regime ...

Mondial | November 09, 2023

Regulation Tomorrow Plus: DE&I series ‘D&I and individual accountability’

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Mondial | October 25, 2023

Regulation Tomorrow Plus: DE&I series ‘What should firms be doing now’?

In the second podcast in our DE&I series, Simon Lovegrove and Hannah McAslan-Schaaf discuss what firms should be doing i...

Mondial | October 23, 2023

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In our latest edition of Regulation Around the World, our financial services lawyers and risk consulting team from the U...

Mondial | October 17, 2023

New Regulation Tomorrow Plus podcast: DE&I series: FCA and PRA consultations

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Mondial | October 11, 2023

Regulation Tomorrow Plus: EMEA regulatory insights series – Netherlands

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Mondial | September 21, 2023

Regulation Tomorrow Plus: Culture – Recent developments and practical steps

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Mondial | August 31, 2023

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Managing global implementation and regulatory change projects

Global businesses are operating in an ever-changing and increasingly complex regulatory landscape. It is of vital import...

Royaume-Uni | August 24, 2023

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Governance and sustainability

Firms have been incorporating and gradually increasing sustainability themes into their operations, products and service...

Royaume-Uni | August 14, 2023

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Ten key steps to reduce the risk of a greenwashing regulatory enquiry

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Royaume-Uni | August 08, 2023

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Handling regulatory interventions: Considerations for responders

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Royaume-Uni | August 02, 2023

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Regulation Tomorrow Plus – Mansion House speech: Key takeaways

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Mondial | July 18, 2023

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Internal frameworks and reporting

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Royaume-Uni | May 31, 2023

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Directive on Green Claims

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Royaume-Uni | May 24, 2023

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Mondial | May 22, 2023

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IT migration and outsourcing: Lessons from the latest SMCR enforcement case

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Royaume-Uni | May 02, 2023

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Mondial | March 28, 2023

Regulation Tomorrow Plus: ESG insight series

In the first of our financial services ESG insight series, Haney Saadah discusses what he is seeing in the market and so...

Mondial | March 24, 2023

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Regulation Tomorrow Plus – HM Treasury consults on the UK’s financial services regime for cryptoassets

On 1 February 2023, HM Treasury issued its latest proposals for the UK’s financial services regime for cryptoassets.

Mondial | February 02, 2023

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Governance - lessons for 2023 from regulatory enforcement

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Royaume-Uni | January 05, 2023

Regulation Tomorrow Plus - What to expect in 2023?

In this episode, our London Financial Services & Regulation partners reflect on some of the key UK regulatory themes fro...

Mondial | December 19, 2022

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EU and UK financial market related initiatives and the energy crisis

Both the EU and the UK have been fighting the energy crisis for a year. As the crisis has evolved both the UK and the EU...

Mondial | December 01, 2022

Regulation Tomorrow Plus – The importance of terminology and the “S” and “G” parts of ESG

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Mondial | November 24, 2022

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Mondial | February 21, 2022

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The 2022 EU and UK Financial Services Regulation and Policy Outlook for Markets

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Mondial | February 03, 2022

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On 16 November 2021, the FCA published its latest newsletter regarding market conduct and transaction reporting issues, ...

Royaume-Uni | December 01, 2021

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UK Investment Firm Prudential Regime (IFPR): The impact

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Mondial | August 02, 2021

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Mondial | June 11, 2021

Webinar

IFR/IFD: The new prudential regime for MiFID II investment firms

Set to take effect in Europe on 26 June 2021 and in the UK on 1 January 2022, the Investment Firm Regulation (IFR) and t...

Royaume-Uni | May 12, 2021

Regulation Tomorrow Plus: EMEA regulatory insights series – UK

In our EMEA regulatory insights series colleagues from our EMEA offices provide an update on some of the key regulatory ...

Mondial | February 01, 2024

Other useful resources

Financial Services Regulatory Developments in ESG

ESG is high on the regulatory agenda. Businesses, governments, regulators, financial services firms and individuals all have a part to play in tackling climate change and this view is increasingly shared across society.

Global Regulation Tomorrow

Subscribe for updates on financial services regulatory developments, with insights and commentary from across our global network.

Beyond COP28: Our insights

The 28th Conference of the Parties on Climate Change (COP28) took place on November 30 - December 12 in Dubai.

Financial services regulation hub

With insights from our legal, risk and compliance, and government relations experts, this hub will keep you up to date on regulatory change as it happens.

You may also be interested in

Financial Services Regulatory Developments in ESG

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Financial services investigations and enforcement

Our Financial services investigations and enforcement group comprises a multidisciplinary team of lawyers, including both contentious and advisory technical specialists, and risk and compliance professionals, combining deep legal and regulatory knowledge with practical industry expertise.

United Kingdom | Publication | septembre 15, 2022

Markets

We advise both regulated and non-regulated firms on a range of matters relating to market structure and integrity, including responding to changing requirements, organising business structures to comply and maximise opportunities globally, and dealing with potential issues.

Global | Publication | août 31, 2022

Financial services and regulation

Our global financial services and regulation practice helps our clients navigate the evolving and increasingly complex regulatory environment, working seamlessly across major business and financial hubs.

Global | External | juin 17, 2021

Conduct

We have a proven track record of advising a broad range of clients on complex and sensitive matters in the conduct space, both on the advisory and contentious side, many of which carry significant reputational risk.

Global | Publication | juin 16, 2021

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We draw on our diverse experience and clear understanding of the laws and regulations that shape the operating environment to help a broad range of clients navigate the ever-changing governance landscape.

Global | Publication | février 26, 2021

Financial Crime

Our global financial services and regulation practice is structured around its core regulatory strengths – governance, conduct and markets, which includes financial crime.

Global | Publication | février 02, 2021

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