In February this year the FCA sent a survey to over 1,000 regulated wholesale financial services firms asking a series of questions about incidents of non-financial misconduct recorded by the firms in the years 2021, 2022 and 2023. In this latest Global Regulation Tomorrow Plus episode, Katie Stephen, Hannah Meakin, Simon Lovegrove and Catherine Pluck discuss the results of the FCA’s survey which were published on 25 October 2024.

Spotify/Apple

Global Regulation Tomorrow Plus: FCA survey results on non-financial misconduct

Personnes-ressources

Katie Stephen
Katie Stephen
Co-Head of the Contentious Financial Services Group, London
Courriel
katie.stephen@nortonrosefulbright.com
T: +44 (20) 74442431
Hannah Meakin
Hannah Meakin
Partner
Courriel
hannah.meakin@nortonrosefulbright.com
T: +44 (20) 74442102
Simon Lovegrove
Simon Lovegrove
Global Director of Financial Services Knowledge, Innovation and Product
Courriel
simon.lovegrove@nortonrosefulbright.com
T: +44 (20) 74443110
Catherine Pluck
Catherine Pluck
Knowledge Of Counsel
Courriel
catherine.pluck@nortonrosefulbright.com
T: +44 (20) 74442096

Domaine de pratique: