Andrew L. Adams focuses his practice on securities litigation and regulatory investigations involving broker-dealers, registered investment advisers, international banks, insurance companies and other financial services clients. He represents clients at all stages of enforcement and regulatory investigations conducted by the SEC, and in FINRA broker-dealer arbitrations involving issues such as raiding, suitability, breach of contract, fiduciary duty, fraud and various FINRA/SEC rules and state blue sky laws. Andrew also has significant experience representing financial services clients in both federal and state court litigation.