Jeff Kalinowski has represented broker-dealers, investment advisers and individual securities industry professionals for more than 35 years. He has tried more than 100 securities industry-related jury trials, bench trials and arbitrations in a variety of venues throughout the United States. Jeff also has extensive experience handling complex regulatory matters involving the SEC, FINRA and state regulatory authorities.

By evaluating customer disputes, industry disputes and regulatory investigations from a business perspective, Jeff’s approach considers out-of-pocket costs and potential collateral consequences for his clients, including internal disruption, impact on customers, regulatory fallout, public relations issues and precedential impact. This unique method has allowed Jeff to develop long-term client relationships with a number of both national and regional broker-dealers and registered investment advisers.