Steven Lofchie
Partner
Norton Rose Fulbright US LLP
Biography
Steven Lofchie advises financial institutions and corporate clients on the securities laws and the Commodity Exchange Act, with particular focus on the regulation of broker-dealers, swap dealers, investment funds and other market intermediaries. His transactional practice focuses on securities credit and derivative transactions.
Steven is the founder and manager of the acclaimed legal website, US Regulatory Intelligence, which has been endorsed by former Commissioners of both the US Securities and Exchange Commission and the Commodity Futures Trading Commission. The platform provides up-to-date regulatory developments and insights, access to specialized knowledge and practical work tools to subscribers that include regulatory and transactional lawyers, litigators, regulators and academics.
Professional experience
Collapse allJD, Yale Law School, 1989
MBA, Columbia University, 1984
BA, Sarah Lawrence College, 1979
- New York State Bar
- Recognized by Chambers USA for financial services regulation, 2007-2024 and derivatives, 2021-2024
- The Best Lawyers in America, Administrative / Regulatory Law, Best Lawyers, 2007 – 2025
- The Best Lawyers in America, Derivatives and Futures Law, Best Lawyers, 2009 – 2025
- New York Metro Super Lawyer, Securities and Corporate Finance, Thomson Reuters, 2024
- Named a “Market Leader” by IFLR1000, 2023
- Recognized as a leading author in the Legal Influencers for Financial Services, Lexology, Q4 2022
- Part of a team named Regulatory Team of the Year, IFLR Americas, 2020
- “Lawyer of the Year,” The Best Lawyers in America, administrative/regulatory law, New York, 2017
- Named the best regulatory lawyer in New York, US News and World Report, 2014
- Part of a derivatives transaction team cited as the best international structured product of the year, International Financial Law Review, 2012
Insights
The DOL's fiduciary rule put on pause
Publication | August 01, 2024
Changing cybersecurity regulations for the financial services industry
Webinar | July 31, 2024
Updates from US regulatory intelligence
Publication | July 16, 2024