
Publication
ESG and internal investigations: New compliance challenges
As ESG concerns have come to the forefront in different jurisdictions, the scope of these inquiries is expanding in kind.
United Kingdom | Publication | May 2020
The operational resilience of all firms is now being significantly tested, across people, systems, controls and processes. All firms are experiencing some kind of issues to manage or at least be mindful of, and the crisis is also throwing up new and different challenges to meet. Retail customers can be particularly affected, and fair customer treatment is now brought into sharp relief. Expectations around this will evolve as the crisis does, and being both agile and consistent will be very important for firms over the coming period.
From a principles basis, there are broadly six key stages recognised by regulators:
Identify | Map | Assess | Test | Invest | Communicate |
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These are also reinforced by various communications from regulators, including the recent FCA Business Plan.
Publication
As ESG concerns have come to the forefront in different jurisdictions, the scope of these inquiries is expanding in kind.
Publication
In compliance with the constitutional reforms published in the Federal Official Gazette, new secondary legislation regulating the energy sector, specifically in terms of power and hydrocarbons, was published on March 18, 2025.
Publication
In compliance with the constitutional reforms published in the Federal Official Gazette, new secondary legislation regulating the energy sector, specifically in terms of power and hydrocarbons, was published on March 18, 2025.
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