Asset management regulation in the UK and EU

We are delighted to invite you to our upcoming seminar where we will discuss key topics in the world of UK and EU regulation in the asset management and discretionary investment management sector.

Our financial services regulation team will be joined by leading voices across the industry including:

• James Hopegood, Director of Asset Management Regulation at AIMA | James will provide insight from a trade body perspective on the recent proposed regulatory changes to the UK asset management industry.
• Karen Northey, Director of Corporate Affairs at The Investment Association | Karen will provide insight from a trade body perspective on the recent proposed regulatory changes to the UK asset management industry.
• Louise Stanway, Head of Compliance & MLRO at Ruffer LLP | Louise will provide insight from a compliance perspective on the challenges the proposed regulatory changes to the UK asset management industry brings.
• Darryl Noik, CEO of Capricorn Fund Managers | Darryl will provide insight into the world of UK Host AIFMs and appointed representatives for new emerging fund structures.

This seminar will be of interest to legal, compliance, investment and risk professionals working within the asset management and discretionary investment management industry.

Programme

• 15:30 - 15:45: Registration
• 15:45 - 15:50: Opening remarks
• 15:50 - 16:10: UK regulatory hot topics (including the new UK LTAF regime, SMCR and Diversity)
• 16:10 - 16:35: Emerging asset management regulation in the UK and Europe
• 16:35 - 16:40: Break
• 16:40 - 17:30: Industry insights from market participants with Q&A
• 17:30 - 19:00: Drinks and canapés