• Solicitor, qualified in England & Wales 2003
• Solicitor, qualified in Hong Kong 2009

Advising:

• A number of financial institutions in relation to licencing and authorization issues in Hong Kong.
• A private bank on the regulatory aspects of the launch of investment products in Hong Kong.
• A number of major financial institutions on investigations conducted by the HKMA.
• Bitfinex, the first cryptocurrency exchange in Hong Kong, on the Hong Kong regulatory treatment of Bitcoin and in relation to anti-money laundering matters in 2013.
• A leading US broker-dealer in respect of regulatory issues relating to a swap execution facility.
• A number of domestic and international banks on regulatory issues relating to the supervision by the HKMA (including licencing, change of controlling shareholders and reporting obligations).
• A Hong Kong-listed financial institution with its headquarters in the PRC in relation to a proposed hybrid capital issuance for regulatory capital purposes.
• A European bank on the restructuring of its Hong Kong branch.
• A number of entities on money lenders' licencing issues in Hong Kong.
• A number of financial institutions on jurisdictional regulatory reviews.
• An Australian financial services provider on Hong Kong regulations regarding leveraged foreign exchange trading.
• A New Zealand company on the regulatory aspects of a proposed ICO in Hong Kong and Singapore.
• A US technology company on the implementation of a blockchain-assisted FX settlement system.
• A global financial institution on an online trade finance platform.
• Financial institutions and start-ups on payment services.
• A number of financial institutions on licencing and authorization issues in Hong Kong, including in relation to banking licences, applications for licensing by the SFC, as money brokers and as money service operators.
• The National Council for Social Security and China Southern Fund Management on all aspects of its investment management needs conducted out of Hong Kong, including investment management agreements and transition management agreements.
• Northern Trust on all aspects of its business in Hong Kong, including client documentation, China Connect and deal execution.
• HitBTC, a European cryptocurrency exchange launched in 2013, on the Hong Kong regulatory framework for cryptocurrencies.

Leading individual, China: Financial Services: Non-contentious Regulatory, Chambers China 2022

Next generation partner, Hong Kong: TMT, Legal 500 Asia Pacific 2022

Global leader, Banking – Regulatory, Who's Who Legal 2022

National leader, Mainland China & Hong Kong – Banking, Who's Who Legal 2022

Global '45 under 45' banking regulation professional, Global Banking Regulation Review 2020

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