The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?
The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...
Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision
The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...
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Time to harmonize AML control systems for global, commercial Indian companies
For many global organisations, finding the right balance between having global, unified compliance programs, and the nee...
The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?
The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...
Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision
The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...
