The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?
The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...
Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision
The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...
Publication
The dangers of non-disclosure: Criminal convictions on deceptive practices by a director of Hong Kong listed company
The District Court of Hong Kong had, on 9 December 2024, convicted Mr. Chim Piu Chun (Mr. Chim) and his son, Mr. Ricky C...
The results of the FCA's Culture and non-financial misconduct survey have been published: What do you need to know?
The FCA has published the results of its survey on non-financial misconduct. Set out below are (1) key findings; (2) nex...
Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision
The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...
