Publication
Upper Tribunal considers spoofing cases: What to watch out for in the upcoming decisions
The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were publ...
Publication
Notice in a nutshell: CFD provider, Infinox Capital Limited, fined for missing transaction reports
The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction report...
Publication
Name and Shame Round Two: House of Lords Financial Services Regulation Committee remains deeply concerned
On 6 February 2025 the House of Lords Financial Services Regulation Committee published its report entitled ‘Naming and ...
Publication
Upper Tribunal considers spoofing cases: What to watch out for in the upcoming decisions
The Upper Tribunal is considering three connected spoofing cases involving bond traders whose decision notices were publ...
Publication
Notice in a nutshell: CFD provider, Infinox Capital Limited, fined for missing transaction reports
The FCA has published a Final Notice imposing a fine of £99,200 on a CFD provider for failing to make transaction report...
