
Publication
Regulatory investigations and enforcement: Key developments
The past six months have seen a number of key changes in the regulatory investigations and enforcement space.
United Kingdom | Publication | June 2023
The Regulator has published a blog post in which it stresses the importance of trustees and scheme managers working together to “progress dashboards quickly and efficiently”.
The Regulator acknowledges that there is significant work involved in complying with pensions dashboards, and that a phased and well-planned approach to connection should be maintained so that savers can reap the benefits as soon as possible.
The DWP and the Regulator expect all trustees and scheme managers to get to grips with their member data and to plan ahead with third parties and ensure they can comply with their dashboard duties.
Publication
The past six months have seen a number of key changes in the regulatory investigations and enforcement space.
Publication
In a recent determination, the Ombudsman rejected a scheme member’s claim that the trustees should have conducted due diligence on the receiving scheme before making a transfer in in 2014, as there was no duty of care on the trustees at the time of transfer.
Publication
The Court of Appeal has confirmed that proof of disclosure to third parties is not required for data protection law breaches and that individuals’ rights are breached by unlawful “processing” alone.
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