Regulation Tomorrow Plus: DE&I series “Non-financial misconduct”
Global Regulation Tomorrow Plus
July 12, 2024
In the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including previous FCA enforcement action, the FCA’s proposals in CP23/20 and the practical steps that firms can take in this area. The podcast is the first in a planned mini-series that will focus on this complex and evolving topic.
Regulation Tomorrow Plus: DE&I series “Non-financial misconduct”
Global Head of Financial Services
Email
jonathan.herbst@nortonrosefulbright.com
Co-Head of the Contentious Financial Services Group, London
Email
katie.stephen@nortonrosefulbright.com
Senior Associate
Email
rebecca.dulieu@nortonrosefulbright.com
Global Director of Financial Services Knowledge, Innovation and Product
Email
simon.lovegrove@nortonrosefulbright.com