Legislation and relevant papers - EU
Commission Delegated Acts
- 10 Things you should know: The MiFID II/ MiFIR RTS
- Published in the Official Journal: Commission Delegated Regulation of 26.05.2016 supplementing MiFIR with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation (19 November 2016)
- Published in the Official Journal: Commission Delegated Regulation of 2.06.2016 supplementing MiFIR with regard to regulatory technical standards on access in respect of benchmarks (19 November 2016)
- Published in the Official Journal: Commission Delegated Regulation of 14.07.2016 supplementing MiFIR with regard to regulatory technical standards concerning the information for registration of third-country firms and the format to be provided to the clients (19 November 2016)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/588 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives (31 March 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business (31 March 2017)
- Published in the Official Journal: Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (31 March 2017)
- Adopted by the European Commission: Commission Delegated Regulation (EU) .../... of XXX supplementing Regulation (EU) 600/2014 of the European Parliament and of the Council as regards the exemption of certain third countries central banks in their performance of monetary, foreign exchange and financial stability policies from pre- and post-trade transparency requirements (6 April 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/953 of 6 June 2017 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (8 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council (7 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council (7 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/988 of 6 June 2017 laying down technical implementing standards with regard to standard forms, templates and procedures for cooperation in respect of a trading venue whose operation are of substantial importance in a host Member State (6 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/1005 of 15 June 2017 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (16 June 2017)
- Published in the Official Journal: Commission Implementing Regulation laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (16 June 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (17 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/1093 of 20 June 2017 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators (21 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (23 June 2017)
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to the procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (23 June 2017)
- Adopted by the European Commission: Commission Delegated Regulation (EU) .../... of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (11 July 2017)
- Adopted by the European Commission: Commission Delegated Regulation (EU) No.../... of XXX supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to package orders (14 August 2017)
- Adopted by the European Commission: Commission Delegated Regulation (EU).../... of 28 August 2017 amending Delegated Regulation (EU) 2017/565 as regards the specification of the definition of systematic internalisers for the purposes of Directive 2014/65/EU (28 August 2017)
- European Commission report to the European Parliament and the Council on the need to temporary exclude exchange-traded derivatives from the scope of Articles 35 and 36 of MiFIR (11 September 2017)
- Adopted by the European Commission: Commission Delegated Regulation (EU) .../... of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements (22 September 2017)
- Draft Commission Delegated Regulation amending Commission Delegated Regulation (EU) 2017/571 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (26 September 2017)
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/1799 of 12 June 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council as regards the exemption of certain third countries central banks in their performance of monetary foreign exchange and financial stability policies from pre- and post-trade transparency requirements, 7 October 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms, 26 October 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/1944 of 13 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firms in accordance with Directive 2004/39/EC and 2016/65/EU of the European Parliament and of the Council, 26 October 2017
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council, 26 October 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directive 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm, 26 October 2017
- European Commission: Guidance on MiFID II interaction with third country broker-dealers, 26 October 2017
- European Commission MiFID II glossary of useful terms linked to markets in financial instruments, 7 November 2017
- Published in the Official Journal: Corrigendum to Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions, 10 November 2017
- Adopted by the European Commission: Commission Delegated Regulation (EU) .../... of 17 November 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives, 17 November 2017
- Published in the Official Journal: Commission Delegated Regulations (EU) 2017/2154 of 22 September 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, 21 November 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/2194 of 14 august 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to package orders, 28 November 2017
- Adopted by the European Commission: Corrigendum of 1 December 2017 to Commission Delegated Regulation C(2017) 7684 of 17 November 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives, 1 December 2017
- Published in the Official Journal: Commission Implementing Decision (EU) 2017/2238 of 5 December 2017 on the equivalence of the legal and supervisory framework applicable to designated contract markets and swap execution facilities in the United States of America in accordance with Regulation (EU) No 600/2014 of the European Parliament and of the Council, 6 December 2017
- European Parliament extends scrutiny for Delegated Regulation under MiFIR relating to trading obligation for derivatives, 6 December 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/2294 of 28 August 2017 amending Delegated Regulation (EU) 2017/565 as regards the specification of the definition of systematic internaliser for the purposes of Directive 2014/65/EU, 13 December 2017
- Published in the Official Journal: Commission Implementing Decision of (EU) 2017/2318 of 13 December 2017 on the equivalence of the legal and supervisory framework in Australia applicable to financial markets in accordance with Directive 2014/65/EU of the European Parliament and of the Council, 14 December 2017
- Published in the Official Journal: Commission Implementing Decision of (EU) 2017/2319 of 13 December 2017 on the equivalence of the legal and supervisory framework applicable to recognised exchange companies in Hong Kong Special Administrative Region in accordance with Directive 2014/65/EU of the European Parliament and of the Council, 14 December 2017
- Published in the Official Journal: Commission Implementing Decision of (EU) 2017/2320 on the equivalence of the legal and supervisory framework of the United States of America for national securities exchanges and alternative trading systems in accordance with Directive 2014/65/EU of the European Parliament and of the Council, 14 December 2017
- Published in the Official Journal: Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council, 20 December 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivatives, 22 December 2017
- Published in the Official Journal: Commission Implementing Decision (EU) 2017/2441 of 21 December 2017 on the equivalence of the legal and supervisory framework applicable to stock exchanges in Switzerland in accordance with Directive 2014/65/EU of the European Parliament and of the Council, 23 December 2017
- Published in the Official Journal: Commission Delegated Regulation (EU) 2018/63 of 26 September 2017 amending Delegated Regulation (EU) 2017/571 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers, 17 January 2018
- Published in the Official Journal: Corrigendum to Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with MiFID II, 7 February 2018
ESMA
- 10 things you should know about the January 2015 ESMA MiFID / MiFIR papers
- Navigating the ESMA May 2014 Consultation Paper
- Navigating the ESMA May 2014 Discussion Paper
- Fireside Friday (June 2014): MiFID II
- ESMA final report: Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms, 17 December 2013
- ESMA technical advice to the European Commission on MiFID II and MiFIR, December 2014
- ESMA final report: MiFID II / MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities, June 2015
- ESMA final report: Draft regulatory and implementing technical standards MiFID II / MiFIR, September 2015
- ESMA opinion: Draft regulatory technical standard on criteria for establishing when an activity is to be considered ancillary to the main business and annex, May 2016
- ESMA Consultation Paper: Guidelines on transaction reporting, reference data, order record keeping and clock synchronisation, December 2015
- ESMA Opinion: Draft regulatory technical standards on methodology for calculation and the application of position limits for commodity derivatives traded on trading venues and economically equivalent OTC contracts and annex, May 2016
- ESMA opinion on draft regulatory technical standards on transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives under MiFIR and annex, May 2016
- ESMA final report: Amendment of ESMA draft regulatory technical standards on reporting obligations under article 26 of MiFIR, May 2016
- ESMA final report on draft regulatory technical standards on indirect clearing arrangements under EMIR and MiFIR, May 2016
- ESMA Opinion: Draft regulatory technical standard on criteria for establishing when an activity is to be considered ancillary to the main business, May 2016
- ESMA Discussion Paper on the trading obligation for derivatives under MiFIR, September 20, 2016
- ESMA consults on consolidated tape for non-equity products under MiFID II, October 3, 2016
- ESMA Consultation Paper: Draft guidelines on MiFID II product governance requirements, October 5, 2016
- ESMA Consultation Paper: Guidelines on specific notions under MiFID II related to the management body of market operators and data reporting services providers, October 5, 2016
- ESMA Consultation Paper: Guidelines on the calibration, publication and reporting of trading halts, October 6, 2016
- ESMA Q&As on MiFID and MiFIR investor protection topics, October 10, 2016
- ESMA Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II, October 10, 2016
- ESMA Reporting Instructions: FIRDS Reference Data System, October 16, 2016
- ESMA Technical Reporting Instructions: MiFIR Transaction Reporting, October 26, 2016
- ESMA Reporting Instructions: Double Volume Cap System, October 26, 2016
- ESMA Reporting Instructions: FIRSD Transparency System, October 26, 2016
- ESMA prepares for MiFID II Systematic Internaliser Regime, November 4, 2016
- ESMA Consultation Paper on draft RTS on package order for which there is a liquid market, November 10, 2016
- ESMA consults on transparency rules for package order under MiFID II, November 10, 2016
- ESMA Q&A on investor protection topics, December 16, 2016
- ESMA Q&A on MiFID II and MiFIR market structures topics, December 19, 2016
- ESMA Q&A on MiFID II and MiFIR transparency topics, December 19, 2016
- ESMA Q&A on MiFID II and MiFIR commodity derivatives topics, December 19, 2016
- ESMA Q&As on data reporting under MiFID II and MiFIR, December 20, 2016
- ESMA follow-up report to peer review on best execution under MiFID, January 11, 2017
- ESMA briefing on transaction reporting requirements under MiFID II ,January 12, 2017
- ESMA opinion on impact of exclusion of fund managers from scope of MiFIR intervention powers ,January 12, 2017
- ESMA briefing on MiFID II technical data reporting requirements, January 13, 2017
- ESMA Q&A on MiFID II and MiFIR transparency topics, January 31, 2017
- ESMA Q&A on MiFID II and MiFIR market structures topics, January 31, 2017
- ESMA Q&A on MiFIR data reporting, February 2, 2017
- ESMA revises MiFID standard on position reporting, February 10, 2017
- ESMA letter to the European Commission: MiFID II - SIs crossing networks, 14 February 2017
- ESMA issues implementing rules for package order under MiFID II, February 28, 2017
- ESMA issues final specifications for non-equity tape, March 31, 2017
- ESMA Q&A on MiFID II/MiFIR investor protection Q&A, April 4, 2017
- ESMA Q&A on MiFIR data reporting, April 4, 2017
- ESMA Q&A on MiFID II / MiFIR commodity derivatives topics, April 5, 2017
- ESMA Q&A on MiFID II / MiFIR transparency topics, April 5, 2017
- ESMA Q&A on MiFID II / MiFIR market structure topics, April 5, 2017
- ESMA issues final guidelines regarding circuit breakers and the publication of trading halts under MiFID II, April 6, 2017
- ESMA opinion the concept of trade on a trading venue under MiFID II, 22 May 2017
- MiFID II: ESMA clarifies transparency and position limit regimes for instruments traded on non-EU trading venues, 31 May 2017
- ESMA opinion on third-country trading venues for the purposes of position limits under MiFID II, 31 May 2017
- ESMA opinion on determining third-country trading venues for the purposes of transparency under MiFID II, 31 May 2017
- ESMA updates MiFID II Q&As on market structure topics, 31 May 2017
- ESMA updates MiFID II Q&As on commodity derivatives topics, 31 May 2017
- ESMA updates MiFID II Q&As on transparency topics, 31 May 2017
- ESMA guidelines on product governance, 2 June 2017
- ESMA updates MiFID II Q&A on investor protection, 6 June 2017
- ESMA speech on preparing for MiFID II, 7 June 2017
- ESMA consults on draft standards for trading obligation for derivatives under MiFIR, 19 June 2017
- ESMA issue final guidelines on trading halts, 27 June 2017
- ESMA provides market size calculations for MiFID II ancillary test, 29 June 2017
- ESMA MiFID II transitional transparency calculation, 3 July 2017
- ESMA FAQs on MiFID II - Interim Transparency Calculation, 3 July 2017
- ESMA opinion on ancillary activity - market size calculation, 6 July 2017
- ESMA updates MiFID II Q&As on market structure topics, 7 July 2017
- ESMA updates MiFID II Q&As on data reporting, 7 July 2017
- ESMA updates MiFID II Q&As on commodity derivatives topics, 7 July 2017
- ESMA updates MiFID II Q&As on investor protection and intermediaries topics, 10 July 2017
- ESMA consultation paper on guidelines on certain aspects of the MiFID II suitability requirements, 13 July 2017
- ESMA procedure/policy: Reporting of circuit breakers' parameters by NCAs to ESMA, 17 July 2017
- ESMA updates technical reporting instruction on transaction reporting under MiFIR, 17 July 2017
- ESMA updated guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II, 8 August 2017
- ESMA publishes the responses to its consultation paper on trading obligation for derivatives under MiFIR, 10 August 2017
- ESMA opinion regarding the exact position limits for the corn commodity contract, 10 August 2017
- ESMA opinion regarding the exact position limits for the rapeseed commodity derivative contract, 10 August 2017
- ESMA opinion regarding the exact position limits for the milling wheat no 2 commodity contract, 10 August 2017
- ESMA updates Q&As on MiFID II market structure topics, 13 September 2017
- ESMA procedure for exemption from MiFIR access provisions for trading venues, 15 September 2017
- ESMA public statement: Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits, 28 September 2017
- ESMA final report on RTS on MiFIR trading obligation for derivatives, 29 September 2017
- ESMA guidelines on suitability assessment for management bodies of trading venue market operators and data reporting services providers, 29 September 2017
- ESMA updated MiFID II Q&As on investor protection, 2 October 2017
- ESMA translations for MiFID II guidelines on transaction reporting, order record keeping and clock synchronisation, 2 October 2017
- ESMA updated MiFID II Q&A on transparency topics, 3 October 2017
- ESMA updated MiFID II Q&As on market structures topics, 3 October 2017
- ESMA Q&As on MiFID II and MiFIR commodity derivatives topics, 3 October 2017
- ESMA highlights the importance of LEI for MiFID II /MiFIR compliance, 9 October 2017
- ESMA Q&A on MiFID II and MiFIR post-trading issues, 10 October 2017
- ESMA publishes instructions on MiFID II and Financial Instruments Reference Data System
- ESMA updates FAQs on MiFID II interim transparency calculations, 18 October 2017
- ESMA Consultation Paper on guidelines on certain aspects of the MiFID II suitability requirements, 18 October 2017
- ESMA agrees MiFID II position limits proposed by the FCA, 24 October 2017
- ESMA Consultation Paper: Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1), 9 November 2017
- ESMA Q&A on MiFID II / MiFIR investor protection topics, 10 November 2017
- ESMA clarifies trading obligation for shares under MiFID II, 13 November 2017
- ESMA Q&A on MiFIR data reporting, 14 November 2017
- ESMA Q&A on MiFID II commodity derivative topics, 14 November 2017
- ESMA updates its MiFID II Q&As on transparency topics, 15 November 2017
- ESMA updated its MiFID II/MiFIR Q&A on market structures topics, 15 November 2017
- ESMA video on LEI requirements under MiFID II, 20 November 2017
- ESMA slides on LEI requirements under MiFID II, 20 November 2017
- ESMA MiFID II transitional transparency calculations for equities and bonds, 6 December 2017
- ESMA FAQs on MiFID transitional transparency calculations, 6 December 2017
- ESMA briefing note on ESMA data systems for MiFID II/MiFIR and MAR, 6 December 2017
- ESMA updates Q&Q on MiFID II/ MiFIR post trading issues, 14 December 2017
- ESMA agrees MiFID II position limits on ICE Brent Crude contracts proposed by FCA, 15 December 2017
- ESMA overview table of MiFID II deferral regime, 15 December 2017
- ESMA revised opinions on transactions on third-country trading venues for post-trade transparency and position limits under MiFID II, 15 December 2017
- ESMA Q&A on MiFID II/MiFIR commodity derivatives topics, 15 December 2017
- ESMA overview of MiFID II deferral regimes, 15 December 2017
- ESMA agrees MiFID II position limits on ICE Brent Crude contracts proposed by FCA, 15 December 2017
- ESMA revised opinions on transactions on third-country trading venues for post-trade transparency and position limits under MiFID II, 15 December 2017
- ESMA Q&A on MiFIR data reporting, 18 December 2017
- ESMA Q&A on MiFID II and MiFIR investor protection topics, 18 December 2017
- ESMA provides guidance on cross-border investment services and MiFID transition, 18 December 2017
- ESMA publishes translations for MiFID II guidelines on the management body of market operators and DRSPs, 19 December 2017
- ESMA updates MiFID II trading halts procedure, 19 December 2017
- ESMA issues statement on LEI implementation under MiFID II, 20 December 2017
- ESMA updates ITS CFI validations for MiFID II, 21 December 2017
- ESMA FAQS on MiFID II transitional transparency calculations, 22 December 2017
- ESMA updated opinion on ancillary activity: market size calculation, 22 December 2017
- ESMA MiFID II table on position management controls, 8 January 2018
- ESMA delays publication of double volume cap data, 9 January 2018
- ESMA issues list of trading venues temporarily exempted from open access under MiFIR, 9 January 2018
- ESMA publishes register of derivatives to be traded on-venue under MiFIR, 9 January 2018
- ESMA new webpage on commodity derivatives, 10 January 2018
- ESMA updates transparency calculations for MiFID II / MiFIR, 19 January 2018
- ESMA updates equity transparency calculations and tick sizes band assessment for MiFID II/MiIFR, 30 January 2018
- ESMA guidelines on MiFID II product governance requirements, 5 February 2018
- ESMA updates MiFID II Q&As on transparency topics, 7 February 2018
- ESMA publishes responses to its consultation on proposed amendment to MiFID II RTS 1, 7 February 2018
- ESMA Opinion on the treatment of packages under the trading obligation for derivatives, March 21, 2018
- ESMA Final Report on Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1), March 26, 2018
- ESMA Q&A on MiFID II and MiFIR commodity derivatives topics, March 27, 2018
- ESMA letter to European Commission on the ancillary excemption under MiFID II, April 9, 2018
- ESMA Final Report: Guidelines on certain aspects of the MiFID II suitability requirements, May 28, 2018
- ESMA Q&A on MiFID II and MiFIR investor protection and intermediaries topics July 12, 2018
- ESMA Q&A on MiFID II and MiFIR transparency topics July 12, 2018
- ESMA Consultation Paper: Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) July 13, 2018
- ESMA Follow-up Report to the Peer Review on MiFID Suitability Requirements, July 24, 2018
- ESMA Q&A on temporary product intervention measures, July 30, 2018
- ESMA updated TTCs for equity derivatives, equities and equity-like instruments, August 7, 2018
Level 1 legislation
- MiFID II
- MiFIR
- Corrigendum to MiFID II published in OJ, 8 October 2016
- Corrigendum to MiFID II published in OJ, 10 March 2017
ESRB
Technical Standards update
Partner
Email
floortje.nagelkerke@nortonrosefulbright.com