Regulation and investigations

Breadth of FCA’s supervisory power to require individual firms to pay redress confirmed by Court of Appeal in Bluecrest decision

The recent Court of Appeal decision in the Bluecrest case sets expansive parameters for the scope of the regulator’s pow...

Publication

AIFMD guides: The marketing passport and the requirements for fund managers across the EU

FCA in listening mode on ‘name and shame’ proposal

Therese Chambers has given a speech today confirming next steps on the FCA’s proposals to announce investigations (origi...

Lloyd’s Consultation on Conduct – Top 5 Takeaways

Following the FCA’s consultation on diversity and inclusion and its survey on non-financial misconduct earlier this year...