Publication
Financial services monthly wrap-up: October 2024
In October 2024, the Australian Securities and Investments Commission (ASIC) was successful in its action against a life insurer in relation to misleading statements.
Global | Publication | July 2019
PathfinderPLUS provides consolidated copies of key pieces of UK financial services legislation amended by onshoring statutory instruments made by HM Treasury, making it easier for in-house legal teams to understand the UK regulatory regime once the transition period expires. The key pieces of EU legislation covered by PathfinderPLUS include MiFID II, MiFIR, EMIR and the Benchmark Regulation.
In addition, PathfinderPLUS also provides firms with access to a growing library of level 2 legislation trackers which show how the UK regulators have sought to onshore technical standards from these key pieces of EU legislation.
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