MiFID II / MiFIR

Global | Publikation | August 2024

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This webpage was last updated in August 2024.

Second Markets in Financial Instruments Directive (2014/65/EU) (MiFID II)
	EU	UK
Level 1	MiFID II MiFIR MiFID Quick Fix (EU) 2021/338	UK MiFIR
Level 2	Commission Delegated Regulation (EU) 2016/2022 Commission Delegated Regulation (EU) 2016/2021 (RTS 16) Commission Delegated Regulation (EU) 2016/2020 (RTS 4) Commission Delegated Regulation (EU) 2017/1018 Commission Delegated Regulation (EU) 2017/565 (MiFID Org Regulation) Commission Delegated Directive (EU) 2017/593 Commission Delegated Regulation (EU) 2017/567 Commission Delegated Regulation (EU) 2017/2154 Commission Delegated Regulation (EU) 2017/582 (RTS 26) Commission Delegated Regulation (EU) 2017/581 (RTS 15) Commission Delegated Regulation (EU) 2017/2417 Commission Delegated Regulation (EU) 2017/2194 Commission Delegated Regulation (EU) 2017/590 (RTS 22) Commission Delegated Regulation (EU) 2017/587 (RTS 1) Commission Delegated Regulation (EU) 2017/585 (RTS 23) Commission Delegated Regulation (EU) 2017/583 (RTS 2) Commission Delegated Regulation (EU) 2017/580 (RTS 24) Commission Delegated Regulation (EU) 2017/579 (RTS 5) Commission Delegated Regulation (EU) 2017/577 (RTS 3) Commission Delegated Regulation (EU) 2017/572 (RTS 14) Commission Delegated Regulation (EU) 2017/589 (RTS 6) Commission Delegated Regulation (EU) 2017/584 (RTS 7) Commission Delegated Regulation (EU) 2017/578 (RTS 8) Commission Delegated Regulation (EU) 2017/566 (RTS 9) Commission Delegated Regulation (EU) 2017/573 (RTS 10) Commission Delegated Regulation (EU) 2017/588 (RTS 11) Commission Delegated Regulation (EU) 2017/570 (RTS 12) Commission Delegated Regulation (EU) 2017/571 (RTS 13) Commission Delegated Regulation (EU) 2017/568 (RTS 17) Commission Delegated Regulation (EU) 2017/569 (RTS 18) Commission Delegated Regulation (EU) 2017/574 (RTS 25) Commission Delegated Regulation (EU) 2017/575 (RTS 27) Commission Delegated Regulation (EU) 2017/576 (RTS 28) Commission Delegated Regulation (EU) 2017/1943 Commission Implementing Regulation (EU) 2017/1945 Commission Implementing Regulation (EU) 2017/2382 Commission Delegated Regulation (EU) 2017/586 Commission Implementing Regulation (EU) 2017/988 (ITS 1) Commission Implementing Regulation (EU) 2017/1005 (ITS 2) Commission Implementing Regulation (EU) 2017/1110 (ITS 3) Commission Implementing Regulation (EU) (2017/1093) (ITS 4) Commission Implementing Regulation (EU) 2017/953 (ITS 5) Commission Implementing Regulation (EU) 2017/980 (ITS 6) Commission Implementing Regulation (EU) 2017/981 (ITS 7) Commission Implementing Regulation (EU) 2017/1111 (ITS 8) Commission Implementing Regulation (EU) 2016/824 (ITS 19)	Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013/504 UK version of Commission Delegated Regulation (EU) 2016/2022 (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2016/2021 (RTS 16) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2016/2020 (RTS 4) (or see here as in the FCA Handbook) UK version of the MiFID Org Regulation UK version of Commission Delegated Directive (EU) 2017/593 UK version of Commission Delegated Regulation (EU) 2017/567 UK version of Commission Delegated Regulation (EU) 2017/2154 (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/582 (RTS 26) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/581 (RTS 15) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/2417 (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/2194 (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/590 (RTS 22) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/587 (RTS 1) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/585 (RTS 23) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/583 (RTS 2) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/580 (RTS 24) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/579 (RTS 5) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/577 (RTS 3) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/572 (RTS 14) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/589 (RTS 6) (or see here as in the FCA Handbook) UK Version of Commission Delegated Regulation (EU) 2017/584 (RTS 7) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/578 (RTS 8) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/566 (RTS 9) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/573 (RTS 10) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/588 (RTS 11) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/570 (RTS 12) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/571 (RTS 13) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/568 (RTS 17) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/569 (RTS 18) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/574 (RTS 25) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/576 (RTS 28) (or see here as in the FCA Handbook) UK version of Commission Delegated Regulation (EU) 2017/1943 (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) 2017/1945 (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) 2017/1005 (ITS 2) (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) 2017/1110 (ITS 3) (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) (2017/1093) (ITS 4) (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) 2017/953 (ITS 5) (or see here as in the FCA Handbook) UK version of Commission Implementing Regulation (EU) 2016/824 (ITS 19) (or see here as in the FCA Handbook) SYSC of the FCA Handbook MAR of the FCA Handbook
Brexit Instruments	N/A	Technical Standards (MiFIR) (EU Exit) (No 3) Instrument 2020 Technical Standards (MiFIR) (EU Exit) (No 1) Instrument 2019 Technical Standards (MiFIR Transparency) (EU Exit) Instrument 2019 Technical Standards (MiFID) (EU Exit) (No 2) Instrument 2019 Technical Standards (MiFID) (EU Exit) (No 3) Instrument 2019
Guidance and Q&A	ESMA: Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements ESMA: Guidelines on certain aspects of the MiFID II suitability requirements ESMA: Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II ESMA: Guidelines on the application of C6 and C7 of Annex 1 of MiFID II ESMA: Q&A on MiFID II and MiFIR Investor Protection and Intermediaries Topics Committee of European Securities Regulators: Q&A on Best Execution under MiFID Committee of European Securities Regulators: Q&A on MiFID complex and non-complex financial instruments for the purposes of the Directive’s appropriateness requirements Committee of European Securities Regulators: Q&A on understanding the definition of advice under MiFID ESMA: Q&A on MiFID II and MiFIR transparency topics ESMA: Q&A on MiFID II and MiFIR commodity derivatives topics ESMA: Q&A on MiFIR data reporting ESMA: Q&A on MiFID II and MiFIR market structures topics ESMA: Final guidelines on the MiFID II/MiFIR obligations on market data Guidelines on MiFID II product governance requirements ESMA: Consultation paper on guidelines on certain aspects of the MiFID II remuneration requirements	PERG 2 PERG 3A PERG 13
Other	Final Report on ESMA’s Opinion on the Trading Venue Perimeter ESMA: Opinion on OTC derivatives traded on a trading venue ESMA: Final report, Guidelines on MiFID II product governance requirements ESMA: MiFID II Supervisory briefing, Supervision of cross-border activities of investment firms	PS23/15 setting out new guidance on the trading venue perimeter FCA: Supervisory Statement on the Operation of the MiFID Markets Regime after the end of the EU withdrawal transition period FCA webpage on transaction reporting FCA: Further update to ancillary activities exemption for commodity derivatives

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MiFID II / MiFIR

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Second Markets in Financial Instruments Directive (2014/65/EU) (MiFID II)

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