MiFID II Academy
Event Details
Webinar
Global | September 21, 2017The Norton Rose Fulbright financial services team is pleased to present the MiFID II Academy.
The academy comprises a series of webinars exploring MiFID II and MiFIR and the impact the new regime will have on firms operating in Europe.
We hope you will be able to join us.
| Update on EU implementation | 21 September |
| Ideas on legal and compliance documentation | 19 October |
| Where the market has landed on key issues: markets, research, product governance | 16 November |
| Last minute MiFID II issues | 14 December |
To access the previous webinar recordings set out below please contact Rebecca Haynes.
2017
- Update on algorithmic trading, DEA and third country issues
- Update on commodity derivative issues
- Update on conduct issues
- Update on EU implementation - Insight from our teams in France, Germany, Italy and the Netherlands
- UK implementation and interpretations
- European update on implementation
- Update on conduct issues
- Update on markets issues
2016
- Implications for energy and commodity market participants
- Considerations for Compliance functions
- Market structures
- Wholesale conduct
- Markets for the buyside
- An update on MiFID II across Europe
- Research payment accounts and commission sharing agreements
- Brexit - Part 1
- Brexit - Part 2
- Delegated Directive - Client assets and product governance
- Delegated Directive - Inducements and research
- Delegated Regulation - Definitions
- Delegated Regulation - Organisational requirements for investment firms
- Manipulation
- Insider Dealing
- Suspicious transaction reporting
- Enforcement issues
- Market abuse in a commodities context
2015
- Conduct issues for investment managers and advisers
- MiFID and commodities definitions and exemptions
- Inducements and related issues
- Impact on third countries
- Best execution and related issues
- Algorithmic trading and direct electronic access
- Conflicts of interest
- MTFs and OTFs
- Product governance and intervention
- Post-trade related MiFID issues
- Telephone recording and record keeping, and client categorisation and the consequences
- Systematic internalisers
- Transparency
- Appropriateness and suitability
- Transaction reporting
- Update on latest MiFID II developments
- Update on MiFID II markets issues
- Update on microstructural issues
- Update on MiFID II conduct issues
- Update on MiFID II commodities issues
